Disciplinary Record - David Uriah Thomas

Decision - Control of practice

Outcome: Condition

Outcome date: 22 February 2023

Published date: 30 May 2023

Firm details

No detail provided:

Outcome details

This outcome was reached by SRA decision.

Decision details

David Thomas’ practising certificate for 2022/2023 is subject to the following conditions:

1. Mr Thomas is not the sole manager or sole owner of an authorised body.
2. Mr Thomas shall not act as a head of legal practice (HOLP)/a compliance officer for legal practice (COLP) or a head of finance and administration (HOFA)/a compliance officer for finance and administration (COFA).
3. Mr Thomas shall not provide legal services as a freelance solicitor offering reserved and unreserved services on his own account under regulations 10.2(a) or 10.2(b) of the SRA Authorisation of Individuals Regulations.

In these conditions the terms are as defined in the SRA Glossary.

Reasons/basis

The above conditions are necessary in the public interest. They are reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in Section 28 of the Legal Services Act 2007