Disciplinary Record

James Keogh

Disqualification and financial penalty of £25,000

Details
Decision date

Allegations Breaches of the: Code of Conduct Disclosure of Profits and Advantages Code Conflicts of Interest Code Complaints Code Estimates and Terms of Engagement Code Anti-Money Laundering and Comb...

Allegations

Breaches of the:

  • Code of Conduct
  • Disclosure of Profits and Advantages Code
  • Conflicts of Interest Code
  • Complaints Code
  • Estimates and Terms of Engagement Code
  • Anti-Money Laundering and Combatting Terrorist Financing Code
  • Accounts Code
  • Management and Supervision Code

Outcome

  • Financial Penalty: £25,000
  • Disqualification from holding any post or role in any CLC Licensed Body.
 

Council for Licensed Conveyancers records last published to this site at 5:15pm on 28 October 2024. Originally published on the Council for Licensed Conveyancers website.