Disciplinary Record - Stephen Peter Grimes

Decision - Control of practice

Outcome: Condition

Outcome date: 23 March 2023

Published date: 11 May 2023

Firm details

Firm or organisation at time of matters giving rise to outcome

Name: Broadbridge Grimes Solicitors

Address(es): 110 Morden Road, London, SW19 3BP , England

Firm ID: 328588

Outcome details

This outcome was reached by SRA decision.

Decision details

Stephen Grime’s practising certificate for 2022/2023 has been granted subject to the following conditions:

1. Mr Grimes may not be a manager or owner of any authorised body.
2. Mr Grimes may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
3. Mr Grimes does not hold, receive, or have access to client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account.

In these conditions the terms are as defined in the SRA Glossary.

Reasons/basis

The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.

Decision - Control of practice

Outcome: Condition

Outcome date: 7 July 2022

Published date: 12 September 2022

Firm details

Firm or organisation at date of publication

Name: Pishon Gold Limited

Address(es): Chislehurst Business Centre, 1 Bromley Lane, Chislehurst, BR7 6LH

Firm ID: 567466

Outcome details

This outcome was reached by SRA decision.

Decision details

Stephen Grimes practising certificate for 2021/2022 has been granted subject to the following conditions:

1. Mr Grimes may not be a manager or owner of any authorised body.
2. Mr Grimes may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.
3. Mr Grimes does not hold, receive, or have access to client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account.
4. In these conditions the terms are as defined in the SRA Glossary.

Reasons/basis

The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.